In this episode, Matt Kelly and I go deep into the weeds in our discussion of the three lines of compliance defense and how they failed at Wells Fargo and Credit Suisse. We talk about Matt’s multi-dimensional view of the three lines and where the CEO and Board should sit.

To go further into the weeds on this topic, check out Matt’s two blog posts on the topic:

Abusing Performance Metrics: Credit Suisse Edition

Compliance Lessons: Credit Suisse vs. Wells Fargo