Show Notes.

In this episode, I visit with Mike Scher on our upcoming panel at the FCPA Blog NYC Conference on Oct. 26th. We preview our panel by looking at the compliance response to the Wells Fargo scandal in the context of whom does the CCO represent. For more information about the conference, you can check out the FCPA Blog, by clicking here. The best part is if you are a listener to this podcast, you can receive a 20% discount by clicking here.

To review the blogs posts referenced in this podcast see the following:

  • By Mike Scher

How should compliance officers handle the Wells Fargo scenario?

Three Questions for Wells Fargo

  • By Tom Fox

Part I-What is Risk?

Part II-Tones at the Tops

Part III-The Bank Knew All Along

Part IV-Senior Management, the Board and Corporate Governance Issues

Part V-Compliance is the Answer