Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a very deep dive into the recent SEC whistleblower award of $54MM to two separate individuals.
Some of the highlights from this podcast are:
- What does all this mean for the new proposed SEC whistleblower award basis revisions under consideration?
- Apparently there is flexibility in the standards for whistleblower awards.
- More information on requirement waivers would assist corporations and compliance practitioners.
We unpack of all these points and consider strategies going forward.
For more reading: see Matt’s piece $54M SEC Whistleblower Award