Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. In this week’s episode of Great Women in Compliance, they take things in a different direction as Tom Fox interviews Lisa Fine on the role of a compliance professional in the internal reporting process.

Some of the highlights include:

  • Why you must establish a culture of trust to enable effective internal reporting.
  • It takes courage for an employee to step forward and report unacceptable behavior.
  • Why a compliance officer must think strategically when evaluating an internal whistleblower report.
  • Always consult with in-house legal.
  • Managing expectations both up and down the corporate hierarchy is critical.
  • How does the Fair Process Doctrine play into a reporting system?

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