Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. While we have both written and spoken about companies who are responding positively during the COVID-19 crisis, today we take up companies who are not doing so and are thereby engaging in covidiocy.

Some of the highlights include:

  • What is the tale of the Boston Sports Club?
  • What were its governance failures? Its policy failures?
  • What is the FINRA Guidance on Pandemic Risks?
  • Why is liquidity so critical now?
  • Corporate governance failures by the parent.

Resources

Matt Kelly blog posts , When Covidiocy Strikes Corporate Governance and New FINRA on Pandemic Risks

Tom Fox blog post, Navigating the Coronavirus Crisis for Compliance Professionals -Company Responses

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