This Week in FCPA-Episode 228, week ending October 30, 2020 – the Countdown to Nov. 3 edition
As the whole world counts down to the US election, Tom and Jay are back to look at top compliance articles and stories which caught their eye this week.
- Goldman Sachs settles FCPA enforcement action involving Tom with a five-part series on FCPA Compliance and Ethics Blog, Mike Volkov with a 3-part series on Corruption, Crime and Compliance, Tom and Matt on Compliance into the Weeds and the Everything Compliance gang with their first emergency video podcast.
- The Beam Suntory FCPA enforcement action. Harry Cassin breaks the story in the FCPA Blog. Matt Kelly provides some lessons in Radical Compliance.
- What can investigators learn from Wirecard? Llyodette Bai-Marrow in the FCPA Blog.
- TLI President sentenced to 48 months in prison. Dylan Tokar in the WSJ Risk and Compliance Journal.
- Why the Exit Interview is such a useful exercise. Jonathan Marks in Board and Fraud.
- It’s Halloween. What are your (corp) skeletons? Michael Toebe in CCI.
- Experian to appeal ICO fine. Jaclyn Jaeger in Compliance Week.
- Channel you inner Sherlock Holmes to determine UBOs. Alia Noor on com.
- On the Compliance Podcast Network, on 31 Days to a More Effective Compliance Program, we continue our exploration of compliance for Business Ventures. Monday-Franchisor Liability; Tuesday-Franchisor compliance; Wednesday– Following the money thru distributors; Thursday– Distributor liability; Friday– Why Business Ventures are Different than 3rd Parties. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. If you want to binge out and listen to only these episodes, click here.
- Join K2 Intelligence FIN for a November 5 webinar, highlighting scenarios in which investigative due diligence can help uncover areas of risk and opportunity in the wake of COVID-19. Learn more and register here.
- Virtual book launch for Sending the Elevator Back Down. Thursday, November 5, 4:30 ET. Information and registration here.
Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.
