Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode Matt and Tom go into the weeds to look at issues relevant to the next administration. Some of the issues we consider are:

  • What are some of the key appointments to follow?
  • Where will FCPA enforcement go?
  • Will use of monitors increase?
  • How might the tone of SEC initiative and enforcement change under the Biden Administration?
  • There has been increased scrutiny by the OCC and Fed on financial institutions compliance program. Will it continue?
  • The Trump Administration attacks on Diversity and Inclusion training will end.

 Resources

See Matt’s blog posts on Radical ComplianceThe Biden Administration and Compliance

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