Behavior and Strategy

In this Continuing Education Course, you'll learn about the newest behaviors and strategies you can use to keep your compliance program up to date.

Lesson 1: Innovation strategy for your compliance program Lesson 2: Design thinking in compliance Lesson 3: Disruptive Innovation & compliance Lesson 4: Improvisation in your compliance program Lesson 5: Putting compliance at the center of business strategy  

AI and Technologies

In this Continuing Education Bundle, you'll earn a credit, and find out about how Artificial Intelligence and other cutting-edge technologies are shaking up the world of compliance.

Lesson 1: AI and compliance Lesson 2: Finding patterns in raked leaves (more AI) Lesson 3: Welcome to ComsTech Lesson 4: Blockchain Lesson 5: Using data to improve your compliance bench strength  

Compliance Techniques and Tools

In this Continuing EducationCourse, you'll discover new tools and techniques that you and your team can use to ensure your compliance program is as efficient and effective as possible.

Lesson 1: Kaizen for compliance Lesson 2: Superforecasting Lesson 3: OODA Feedback loop Lesson 4: Real time monitoring Lesson 5: Using video  

Structure and Organization

In this Continuing Education Course, we're going to be talking about how to organize your team and program, structure your people and communications and ensure you are maximizing efficiency.

Lesson 1: Embracing agile in compliance Lesson 2: The Regional Compliance Committee Lesson 3: Using employees to innovate in compliance Lesson 4: Innovation in compliance leadership Lesson 5: What does innovation in compliance look like?  

Logo for Compliance and the Board: Legal Requirements Course

Compliance and the Board: Legal Requirements

In this Continuing Education Course, we're going to be looking at legal requirements of boards of directors regarding compliance, prudent discharge of compliance obligations, the compliance committee, why compliance expertise is needed on the board, and why you have to put compliance at the heart of business strategy. 

Lesson 1: Legal Requirements Lesson 2: Prudent discharge of obligation Lesson 3: The BOD Compliance Comittee Lesson 4: Need for Compliance Expertise Lesson 5: Compliance at Center of Strategy  

Course Logo for Structural Roles

Compliance and the Board: Structural Roles

In this Continuing Education Course, we're going to be looking the roles in the board of directors structure, and how they matter to compliance practices and protocols. 

Lesson 1: What Leads to a Successful Board Investigation Lesson 2: The Board of Directors Role in Internal Controls Lesson 3: Board of Directors Compliance Oversight - An Internal Control Under SOX Lesson 4: Board Governance and Risk Oversight Lesson 5: What is Your Board’s Investigation Protocol? 

Course Lesson Graphic for Board Actions in Compliance

Compliance and the Board: Board Actions in Compliance

In this Continuing Education Course, we're going to be looking at how board of directors affect compliance, taking a close look at metrics, and what a successful board investigation looks like, as well as what BOD compliance failures look like. 

Lesson 1: What Leads to a Successful Board Investigation Lesson 2: Compliance Metrics for a Board Lesson 3: Board Failures in Compliance Lesson 4: Board of Directors and Doing Business in China Lesson 5: Board Role in Hiring 

Course Logo for Board & Long-Term Strategies in Compliance

Compliance and the Board: Board & Long-Term Strategies in Compliance

In this Continuing Education Course, we're going to be looking at how board of directors can implement compliance practices effectively in their long-term corporate strategies.

Lesson 1: Board and Succession Planning Lesson 2: Incorporating Compliance into Long-Term Corporate Strategy Lesson 3: Six Areas of Board Inquiry into Compliance Lesson 4: Three Areas of Board Inquiry Lesson 5: Twenty Questions Directors Should Ask About Its Compliance Committee